Gary Schwartz View LinkedIn Profile

Gary is the Chief Compliance Officer for Arkadios Capital, LLC., the broker/dealer for SPFG. Gary overseas the firm’s compliance department and manages a staff of professionals who specialize in various aspects of the business.

Prior to joining Arkadios, Gary was the Chief Compliance Officer at several dually registered boutique investment firms in the Atlanta area. Gary brings with him over 30 years of experience in the financial industry working within both the equity and fixed income sides of the business. He’s been a Chief Compliance Officer for nearly 20 years.

Gary is originally from Detroit, Michigan. After graduating from Michigan State University, he headed south to Atlanta where he earned his MBA in Finance at Georgia State University. Outside the office, Gary enjoys golf, traveling and spending time with his family.